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FIXtags

FIX TAG 829

TrdSubType

intAdded FIX.4.4

Definition

Further qualification to the trade type

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Differences between the selected source snapshots, including wording and errata; not a migration guide.

FIX 4.4 FIX 5.0 SP2

Values only in FIX 5.0 SP2 38

  • 0CMTA
  • 1Internal transfer or adjustment
  • 2External transfer or transfer of account
  • 3Reject for submitting side
  • 4Advisory for contra side
  • 5Offset due to an allocation
  • 6Onset due to an allocation
  • 7Differential spread
  • 8Implied spread leg executed against an outright
  • 9Transaction from exercise
  • 10Transaction from assignment
  • 11ACATS
  • 33Off Hours Trade
  • 34On Hours Trade
  • 35OTC Quote
  • 36Converted SWAP
  • 14AI (Automated input facility disabled in response to an exchange request.)
  • 15B (Transaction between two member firms where neither member firm is registered as a market maker in the security in question and neither is a designated fund manager. Also used by broker dealers when dealing with another broker which is not a member firm. Non-order book securities only.)
  • 16K (Transaction using block trade facility.)
  • 17LC (Correction submitted more than three days after publication of the original trade report.)
  • 18M (Transaction, other than a transaction resulting from a stock swap or stock switch, between two market makers registered in that security including IDB or a public display system trades. Non-order book securities only.)
  • 19N (Non-protected portfolio transaction or a fully disclosed portfolio transaction)
  • 20NM ( i) transaction where Exchange has granted permission for non-publication ii)IDB is reporting as seller iii) submitting a transaction report to the Exchange, where the transaction report is not also a trade report.)
  • 21NR (Non-risk transaction in a SEATS security other than an AIM security)
  • 22P (Protected portfolio transaction or a worked principal agreement to effect a portfolio transaction which includes order book securities)
  • 23PA (Protected transaction notification)
  • 24PC (Contra trade for transaction which took place on a previous day and which was automatically executed on the Exchange trading system)
  • 25PN (Worked principal notification for a portfolio transaction which includes order book securities)
  • 26R ( (i) riskless principal transaction between non-members where the buying and selling transactions are executed at different prices or on different terms (requires a trade report with trade type indicator R for each transaction) (ii) market maker is reporting all the legs of a riskless principal transaction where the buying and selling transactions are executed at different prices (requires a trade report with trade type indicator R for each transaction)or (iii) market maker is reporting the onward leg of a riskless principal transaction where the legs are executed at different prices, and another market maker has submitted a trade report using trade type indicator M for the first leg (this requires a single trade report with trade type indicator R).)
  • 27RO (Transaction which resulted from the exercise of a traditional option or a stock-settled covered warrant)
  • 28RT (Risk transaction in a SEATS security, (excluding AIM security) reported by a market maker registered in that security)
  • 29SW (Transactions resulting from stock swap or a stock switch (one report is required for each line of stock))
  • 30T (If reporting a single protected transaction)
  • 31WN (Worked principal notification for a single order book security)
  • 32WT (Worked principal transaction (other than a portfolio transaction))
  • 37Crossed Trade (X)
  • 38Interim Protected Trade (I)
  • 39Large in Scale (L)

Values 38

ValueMeaning
0

CMTA

1

Internal transfer or adjustment

2

External transfer or transfer of account

3

Reject for submitting side

4

Advisory for contra side

5

Offset due to an allocation

6

Onset due to an allocation

7

Differential spread

8

Implied spread leg executed against an outright

9

Transaction from exercise

10

Transaction from assignment

11

ACATS

33

Off Hours Trade

34

On Hours Trade

35

OTC Quote

36

Converted SWAP

14

AI (Automated input facility disabled in response to an exchange request.)

15

B (Transaction between two member firms where neither member firm is registered as a market maker in the security in question and neither is a designated fund manager. Also used by broker dealers when dealing with another broker which is not a member firm. Non-order book securities only.)

16

K (Transaction using block trade facility.)

17

LC (Correction submitted more than three days after publication of the original trade report.)

18

M (Transaction, other than a transaction resulting from a stock swap or stock switch, between two market makers registered in that security including IDB or a public display system trades. Non-order book securities only.)

19

N (Non-protected portfolio transaction or a fully disclosed portfolio transaction)

20

NM ( i) transaction where Exchange has granted permission for non-publication ii)IDB is reporting as seller iii) submitting a transaction report to the Exchange, where the transaction report is not also a trade report.)

21

NR (Non-risk transaction in a SEATS security other than an AIM security)

22

P (Protected portfolio transaction or a worked principal agreement to effect a portfolio transaction which includes order book securities)

23

PA (Protected transaction notification)

24

PC (Contra trade for transaction which took place on a previous day and which was automatically executed on the Exchange trading system)

25

PN (Worked principal notification for a portfolio transaction which includes order book securities)

26

R ( (i) riskless principal transaction between non-members where the buying and selling transactions are executed at different prices or on different terms (requires a trade report with trade type indicator R for each transaction) (ii) market maker is reporting all the legs of a riskless principal transaction where the buying and selling transactions are executed at different prices (requires a trade report with trade type indicator R for each transaction)or (iii) market maker is reporting the onward leg of a riskless principal transaction where the legs are executed at different prices, and another market maker has submitted a trade report using trade type indicator M for the first leg (this requires a single trade report with trade type indicator R).)

27

RO (Transaction which resulted from the exercise of a traditional option or a stock-settled covered warrant)

28

RT (Risk transaction in a SEATS security, (excluding AIM security) reported by a market maker registered in that security)

29

SW (Transactions resulting from stock swap or a stock switch (one report is required for each line of stock))

30

T (If reporting a single protected transaction)

31

WN (Worked principal notification for a single order book security)

32

WT (Worked principal transaction (other than a portfolio transaction))

37

Crossed Trade (X)

38

Interim Protected Trade (I)

39

Large in Scale (L)

About the int data type

Sequence of digits without commas or decimals and optional sign character (ASCII characters "-" and "0" - "9" ). The sign character utilizes one byte (i.e. positive int is "99999" while negative int is "-99999"). Note that int values may contain leading zeros (e.g. "00023" = "23"). Examples: 723 in field 21 would be mapped int as |21=723|. -723 in field 12 would be mapped int as |12=-723| The following data types are based on int.

Used in messages 6

Includes nested components and repeating groups. Open a location to see its surrounding requirements.