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FIXtags

FIX TAG 1388

TrdRepPartyRole

intAdded FIX.5.0 · EP61

Definition

Identifies the type of party for trade reporting. Same values as PartyRole(452).

Compare versions

Differences between the selected source snapshots, including wording and errata; not a migration guide.

FIX 5.0 SP2 FIX Latest · EP309

Values only in FIX Latest · EP309 129

  • 1Executing Firm (formerly FIX 4.2 ExecBroker)
  • 2Broker of Credit (formerly FIX 4.2 BrokerOfCredit)
  • 3Client ID (formerly FIX 4.2 ClientID)
  • 4Clearing Firm (formerly FIX 4.2 ClearingFirm)
  • 5Investor ID
  • 6Introducing Firm
  • 7Entering Firm
  • 8Locate / Lending Firm (for short-sales)
  • 9Fund Manager Client ID (for CIV)
  • 10Settlement Location (formerly FIX 4.2 SettlLocation)
  • 11Order Origination Trader (associated with Order Origination Firm - i.e. trader who initiates/submits the order)
  • 12Executing Trader (associated with Executing Firm - actually executes)
  • 13Order Origination Firm (e.g. buy-side firm)
  • 14Giveup Clearing Firm (firm to which trade is given up)Deprecated FIX.5.0SP2 · EP118
  • 15Correspondant Clearing Firm
  • 16Executing System
  • 17Contra Firm
  • 18Contra Clearing Firm
  • 19Sponsoring Firm
  • 20Underlying Contra Firm
  • 21Clearing Organization
  • 22Exchange
    Additional source detail

    Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

  • 24Customer Account
  • 25Correspondent Clearing Organization
  • 26Correspondent Broker
  • 27Buyer/Seller (Receiver/Deliverer)
  • 28Custodian
  • 29Intermediary
  • 30Agent
  • 31Sub-custodian
  • 32Beneficiary
  • 33Interested party
  • 34Regulatory body
    Additional source detail

    In the context of regulatory reporting, this identifies the regulator the trade is being reported to.

  • 35Liquidity provider
  • 36Entering trader
  • 37Contra trader
  • 38Position account
    Additional source detail

    The account which positions are maintained. Typically represents the aggregation of one or more customer accounts.

  • 39Contra Investor ID
  • 40Transfer to Firm
  • 41Contra Position Account
  • 42Contra Exchange
  • 43Internal Carry Account
  • 44Order Entry Operator ID
  • 45Secondary Account Number
  • 46Foreign Firm
  • 47Third Party Allocation Firm
  • 48Claiming Account
  • 49Asset Manager
  • 50Pledgor Account
  • 51Pledgee Account
  • 52Large Trader Reportable Account
  • 53Trader mnemonic
  • 54Sender Location
  • 55Session ID
  • 56Acceptable Counterparty
  • 57Unacceptable Counterparty
  • 58Entering Unit
  • 59Executing Unit
  • 60Introducing Broker
  • 61Quote originator
  • 62Report originator
  • 63Systematic internaliser (SI)
  • 64Multilateral Trading Facility (MTF)
    Additional source detail

    Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

  • 65Regulated Market (RM)
    Additional source detail

    Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

  • 66Market Maker
  • 67Investment Firm
  • 68Host Competent Authority (Host CA)
  • 69Home Competent Authority (Home CA)
  • 70Competent Authority of the most relevant market in terms of liquidity (CAL)
  • 71Competent Authority of the Transaction (Execution) Venue (CATV)
  • 72Reporting intermediary
    Additional source detail

    The medium or vendor used to report to a regulator, non-regulatory agency or data repository.

  • 73Execution Venue
    Additional source detail

    Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

  • 74Market data entry originator
  • 75Location ID
  • 76Desk ID
  • 77Market data market
  • 78Allocation Entity
  • 79Prime Broker providing General Trade Services
  • 80Step-Out Firm (Prime Broker)
  • 81Broker clearing identifier
  • 82Central Registration Depository (CRD)
  • 83Clearing Account
  • 84Acceptable Settling Counterparty
  • 85Unacceptable Settling Counterparty
  • 86CLS Member Bank
  • 87In Concert Group
  • 88In Concert Controlling Entity
  • 89Large Positions Reporting Account
  • 90Settlement Firm
  • 91Settlement account
    Additional source detail

    The account to which individual payment obligations are aggregated for netting and funds movement. Typically represents the aggregation of many margin (performance bond) accounts.

  • 92Reporting Market Center
  • 93Related Reporting Market Center
  • 94Away Market
    Additional source detail

    Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

  • 95Give-up (trading) firm
  • 96Take-up (trading) firm
  • 97Give-up clearing firm
  • 98Take-up clearing firm
  • 99Originating Market
    Additional source detail

    Identifies the Market using PartyIDSource(tag 447) = G (Market Identifier Code) where an order originated in the event that the order is sent to an alternative market for execution. Serves as an inverse of an away market.

  • 100Margin account
    Additional source detail

    Also referred to as "performance bond account". The margin account is the calculated margin requirements. Typically represents the aggregation of one or more position accounts.

  • 101Collateral asset account
    Additional source detail

    The account at which individual collateral assets are maintained. Typically, although not always, one-for-one with the settlement account.

  • 102Data repository
    Additional source detail

    Multiple instances of this PartyRole may appear for reporting purposes.

  • 103Calculation agent
  • 104Sender of exercise notice
  • 105Receiver of exercise notice
  • 106Rate reference bank
    Additional source detail

    The bank providing the reference rate. Multiple instance of this PartyRole may appear.

  • 107Correspondent
  • 109Beneficiary's bank or depository institution
    Additional source detail

    The institution in which the beneficiary, a person or an entity, has their account with. The institution may be a bank or non-bank institution.

  • 110Borrower
  • 111Primary obligator
  • 112Guarantor
  • 113Excluded reference entity
  • 114Determining party
  • 115Hedging party
  • 116Reporting entity
    Additional source detail

    The entity that is reporting the information.

  • 117Sales person
    Additional source detail

    The person who is involved in the sales activities for their firm.

  • 118Operator
    Additional source detail

    The person who has the capabilities and authorization to take certain actions; for example, setting entitlements, etc.

  • 119Central Securities Depository (CSD)
  • 120International Central Securities Depository (ICSD)
  • 121Trading sub-account
    Additional source detail

    Example of sub-accounts include a clearing account that has multiple trading sub-accounts, a trading account that has multiple trading sub-accounts belonging to different trading firms.

  • 122Investment decision maker
    Additional source detail

    In the context of ESMA RTS reporting, this is used to specify party responsible for the investment decision. See RTS 24, Annex, Table 2, Field 4.

  • 123Publishing intermediary
    Additional source detail

    The medium or vendor used to publish to the market.

  • 124Central Securities Depository (CSD) Participant
    Additional source detail

    In the context of EU SFTR reporting the identifier of the CSD participant or indirect participant of the reporting counterparty. Where both the CSD participant and indirect participant are involved in the transaction this should identify the indirect participant.

  • 125Issuer
    Additional source detail

    The issuer of the security.

  • 126Contra Customer Account
    Additional source detail

    Same as PartyRole(452) = 24 (Customer Account) but for the counterparty. Can be used whenever the parties component is not nested in a repeating group representing both sides.

  • 127Contra Investment Decision Maker
    Additional source detail

    Same as PartyRole(452) = 122 (Investment Decision Maker) but for the counterparty. Can be used whenever the parties component is not nested in a repeating group representing both sides.

  • 128Authorizing person
    Additional source detail

    In the context of MiFIR, this value is used to identify the person authorizing algorithms within a trading firm.

  • 129Primary place of listing
    Additional source detail

    Official place of listing. There can only be one home market where an instrument is listed. Identify using PartyIDSource(447) = G (Market Identifier Code) if the MIC exists.

  • 130Secondary place of listing
    Additional source detail

    The market where an instrument is listed. This may not be the only market where the instrument is traded. Identify using PartyIDSource(447) = G (Market Identifier Code) if the MIC exists.

  • 131Algorithm
    Additional source detail

    Identifier of a previously defined algorithm, e.g. the name of a branded algorithm or its short code. The version of an algorithm can be provided with an instance of PtysSubGrp with PartySubIDType(803)=88 (Algorithm version).

Values 129

ValueMeaning
1

Executing Firm (formerly FIX 4.2 ExecBroker)

2

Broker of Credit (formerly FIX 4.2 BrokerOfCredit)

3

Client ID (formerly FIX 4.2 ClientID)

4

Clearing Firm (formerly FIX 4.2 ClearingFirm)

5

Investor ID

6

Introducing Firm

7

Entering Firm

8

Locate / Lending Firm (for short-sales)

9

Fund Manager Client ID (for CIV)

10

Settlement Location (formerly FIX 4.2 SettlLocation)

11

Order Origination Trader (associated with Order Origination Firm - i.e. trader who initiates/submits the order)

12

Executing Trader (associated with Executing Firm - actually executes)

13

Order Origination Firm (e.g. buy-side firm)

14

Giveup Clearing Firm (firm to which trade is given up)

Deprecated FIX.5.0SP2
15

Correspondant Clearing Firm

16

Executing System

17

Contra Firm

18

Contra Clearing Firm

19

Sponsoring Firm

20

Underlying Contra Firm

21

Clearing Organization

22

Exchange

Additional detail from the official source

Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

24

Customer Account

25

Correspondent Clearing Organization

26

Correspondent Broker

27

Buyer/Seller (Receiver/Deliverer)

28

Custodian

29

Intermediary

30

Agent

31

Sub-custodian

32

Beneficiary

33

Interested party

34

Regulatory body

Additional detail from the official source

In the context of regulatory reporting, this identifies the regulator the trade is being reported to.

35

Liquidity provider

36

Entering trader

37

Contra trader

38

Position account

Additional detail from the official source

The account which positions are maintained. Typically represents the aggregation of one or more customer accounts.

39

Contra Investor ID

40

Transfer to Firm

41

Contra Position Account

42

Contra Exchange

43

Internal Carry Account

44

Order Entry Operator ID

45

Secondary Account Number

46

Foreign Firm

47

Third Party Allocation Firm

48

Claiming Account

49

Asset Manager

50

Pledgor Account

51

Pledgee Account

52

Large Trader Reportable Account

53

Trader mnemonic

54

Sender Location

55

Session ID

56

Acceptable Counterparty

57

Unacceptable Counterparty

58

Entering Unit

59

Executing Unit

60

Introducing Broker

61

Quote originator

62

Report originator

63

Systematic internaliser (SI)

64

Multilateral Trading Facility (MTF)

Additional detail from the official source

Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

65

Regulated Market (RM)

Additional detail from the official source

Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

66

Market Maker

67

Investment Firm

68

Host Competent Authority (Host CA)

69

Home Competent Authority (Home CA)

70

Competent Authority of the most relevant market in terms of liquidity (CAL)

71

Competent Authority of the Transaction (Execution) Venue (CATV)

72

Reporting intermediary

Additional detail from the official source

The medium or vendor used to report to a regulator, non-regulatory agency or data repository.

73

Execution Venue

Additional detail from the official source

Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

74

Market data entry originator

75

Location ID

76

Desk ID

77

Market data market

78

Allocation Entity

79

Prime Broker providing General Trade Services

80

Step-Out Firm (Prime Broker)

81

Broker clearing identifier

82

Central Registration Depository (CRD)

83

Clearing Account

84

Acceptable Settling Counterparty

85

Unacceptable Settling Counterparty

86

CLS Member Bank

87

In Concert Group

88

In Concert Controlling Entity

89

Large Positions Reporting Account

90

Settlement Firm

91

Settlement account

Additional detail from the official source

The account to which individual payment obligations are aggregated for netting and funds movement. Typically represents the aggregation of many margin (performance bond) accounts.

92

Reporting Market Center

93

Related Reporting Market Center

94

Away Market

Additional detail from the official source

Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.

95

Give-up (trading) firm

96

Take-up (trading) firm

97

Give-up clearing firm

98

Take-up clearing firm

99

Originating Market

Additional detail from the official source

Identifies the Market using PartyIDSource(tag 447) = G (Market Identifier Code) where an order originated in the event that the order is sent to an alternative market for execution. Serves as an inverse of an away market.

100

Margin account

Additional detail from the official source

Also referred to as "performance bond account". The margin account is the calculated margin requirements. Typically represents the aggregation of one or more position accounts.

101

Collateral asset account

Additional detail from the official source

The account at which individual collateral assets are maintained. Typically, although not always, one-for-one with the settlement account.

102

Data repository

Additional detail from the official source

Multiple instances of this PartyRole may appear for reporting purposes.

103

Calculation agent

104

Sender of exercise notice

105

Receiver of exercise notice

106

Rate reference bank

Additional detail from the official source

The bank providing the reference rate. Multiple instance of this PartyRole may appear.

107

Correspondent

109

Beneficiary's bank or depository institution

Additional detail from the official source

The institution in which the beneficiary, a person or an entity, has their account with. The institution may be a bank or non-bank institution.

110

Borrower

111

Primary obligator

112

Guarantor

113

Excluded reference entity

114

Determining party

115

Hedging party

116

Reporting entity

Additional detail from the official source

The entity that is reporting the information.

117

Sales person

Additional detail from the official source

The person who is involved in the sales activities for their firm.

118

Operator

Additional detail from the official source

The person who has the capabilities and authorization to take certain actions; for example, setting entitlements, etc.

119

Central Securities Depository (CSD)

120

International Central Securities Depository (ICSD)

121

Trading sub-account

Additional detail from the official source

Example of sub-accounts include a clearing account that has multiple trading sub-accounts, a trading account that has multiple trading sub-accounts belonging to different trading firms.

122

Investment decision maker

Additional detail from the official source

In the context of ESMA RTS reporting, this is used to specify party responsible for the investment decision. See RTS 24, Annex, Table 2, Field 4.

123

Publishing intermediary

Additional detail from the official source

The medium or vendor used to publish to the market.

124

Central Securities Depository (CSD) Participant

Additional detail from the official source

In the context of EU SFTR reporting the identifier of the CSD participant or indirect participant of the reporting counterparty. Where both the CSD participant and indirect participant are involved in the transaction this should identify the indirect participant.

125

Issuer

Additional detail from the official source

The issuer of the security.

126

Contra Customer Account

Additional detail from the official source

Same as PartyRole(452) = 24 (Customer Account) but for the counterparty. Can be used whenever the parties component is not nested in a repeating group representing both sides.

127

Contra Investment Decision Maker

Additional detail from the official source

Same as PartyRole(452) = 122 (Investment Decision Maker) but for the counterparty. Can be used whenever the parties component is not nested in a repeating group representing both sides.

128

Authorizing person

Additional detail from the official source

In the context of MiFIR, this value is used to identify the person authorizing algorithms within a trading firm.

129

Primary place of listing

Additional detail from the official source

Official place of listing. There can only be one home market where an instrument is listed. Identify using PartyIDSource(447) = G (Market Identifier Code) if the MIC exists.

130

Secondary place of listing

Additional detail from the official source

The market where an instrument is listed. This may not be the only market where the instrument is traded. Identify using PartyIDSource(447) = G (Market Identifier Code) if the MIC exists.

131

Algorithm

Additional detail from the official source

Identifier of a previously defined algorithm, e.g. the name of a branded algorithm or its short code. The version of an algorithm can be provided with an instance of PtysSubGrp with PartySubIDType(803)=88 (Algorithm version).

About the int data type

Sequence of digits without commas or decimals and optional sign character (ASCII characters "-" and "0" - "9" ). The sign character utilizes one byte (i.e. positive int is "99999" while negative int is "-99999"). Note that int values may contain leading zeros (e.g. "00023" = "23").

Used in messages 2

Includes nested components and repeating groups. Open a location to see its surrounding requirements.