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FIXtags

FIX TAG 1054

InstrumentPartySubIDType

intAdded FIX.4.4 · EP4

Definition

Type of InstrumentPartySubID (1053) value.

Same values as PartySubIDType (803)

Compare versions

Differences between the selected source snapshots, including wording and errata; not a migration guide.

FIX 5.0 SP2 FIX Latest · EP309

Values only in FIX Latest · EP309 89

  • 1Firm
  • 2Person
  • 3System
  • 4Application
  • 5Full legal name of firm
  • 6Postal address
  • 7Phone number
  • 8Email address
  • 9Contact name
  • 10Securities account number (for settlement instructions)
  • 11Registration number (for settlement instructions and confirmations)
  • 12Registered address (for confirmation purposes)
  • 13Regulatory status (for confirmation purposes)
  • 14Registration name (for settlement instructions)
  • 15Cash account number (for settlement instructions)
  • 16BIC
  • 17CSD participant member code
  • 18Registered address
  • 19Fund account name
  • 20Telex number
  • 21Fax number
  • 22Securities account name
  • 23Cash account name
  • 24Department
  • 25Location desk
  • 26Position account type
  • 27Security locate ID
  • 28Market maker
  • 29Eligible counterparty
  • 30Professional client
  • 31Location
  • 32Execution venue
  • 33Currency delivery identifier
  • 34Address City
  • 35Address State/Province
  • 36Address Postal Code
  • 37Address Street
  • 38Address Country (ISO country code)
  • 39ISO country code
  • 40Market segment
  • 41Customer account type
  • 42Omnibus account
  • 43Funds segregation type
  • 44Guarantee fund
    Additional source detail

    Identifies a guarantee fund related to an account. Used when one account has multiple funds of collateral, each guaranteeing different positions. Can be used for PartyRole(452) = Customer Account(24).

  • 45Swap dealer
    Additional source detail

    The US regulator's defined term for identifying the trade counterparty as "any person who holds itself out as a dealer in swaps, makes a market in swaps, regularly enters into swaps with counterparties as an ordinary course of business for its own account, or engages in activity causing itself to be commonly known in the trade as a dealer or market maker in swaps".

  • 46Major participant
    Additional source detail

    When PartySubID(523)=Y the counterparty is not the swap dealer but is a major swap participant as defined in the regulations.

  • 47Financial entity
    Additional source detail

    When PartySubID(523)=Y the counterparty is neither a swap dealer nor a major swap participant but is a financial entity as defined in the regulations.

  • 48U.S. person
    Additional source detail

    A legal term referring to any U.S. person or legal entity anywhere in the world that should be taxed under U.S. law.

  • 49Reporting entity indicator
    Additional source detail

    Indicates the entity obligated or delegated to report to their regulator, a non-regulatory agency or data repository. Set PartySubID(523)=Y if true.

  • 50Elected clearing requirement exception
  • 51Business center
  • 52Reference text
  • 53Short-marking exempt account
  • 54Parent firm identifier
    Additional source detail

    Implementation-specific identifier of this party's parent entity.

  • 55Parent firm name
    Additional source detail

    Full name of this party's parent entity.

  • 56Deal identifier
    Additional source detail

    The internal identifier assigned to the trade by this party, particularly by a Clearing Organization.

  • 57System trade identifier
  • 58System trade sub-identifier
  • 59Futures Commission Merchant (FCM) code
    Additional source detail

    The FCM's code or identifier in relation to the PartyRole(452). For example, if PartyRole(452) is the exchange or clearinghouse, the FCM code/ID specified in PartySubID(523) is the FCM's identifier at the exchange or clearinghouse.

  • 60Delivery terminal customer account/code
    Additional source detail

    Usually used for gas delivery to identify whose account the gas is allocated to at the delivery terminal. Often referred to as "HUB" code.

  • 61Voluntary reporting entity
    Additional source detail

    The entity voluntarily reporting the trade to the regulator. Set PartySubID(523)=Y if true.

  • 62Reporting obligation jurisdiction
    Additional source detail

    For a trade that falls under multiple jurisdictions this may be used to identify, through PartySubID(523), the reporting jurisdiction to which the party is obligated to report.

  • 63Voluntary reporting jurisdiction
    Additional source detail

    For a trade that falls under multiple jurisdictions this may be used to identify, through PartySubID(523), the regulatory jurisdiction to which the party is submitting a voluntary report.

  • 64Company activities
    Additional source detail

    For regulatory reporting. ID values include: A = Assurance undertaking authorized in accordance with Directive 2002/83/EC C=Credit institution authorized in accordance with Directive 2006/48/EC F=Investment firm in accordance with Directive 2004/39/EC I=Insurance undertaking authorized in accordance with Directive 73/239/EC L=Alternative investment fund managed by AIFMs authorized or registered in accordance with Directive 2011/61/EC O=Institution for occupational retirement provision within the meaning of Article 6(a0 of Directive 2003/41/EC R=Reinsurance undertaking authorized in accordance with Directive 2005/68/EC U=UCITS and its management company, authorized in accordance with Directive 2009/65/EC or blank in case of coverage by LEI or in case of non-financial counterparties.

    In the context of EU SFTR reporting use the appropriate 4- or 1-character code noted in the regulations. See SFTR ITS "Commission Implementing Regulation (EU) 2019/363" Annexes 1 and 2 for values.

  • 65European Economic Area domiciled
    Additional source detail

    ID values: Y or N

  • 66Contract linked to commercial or treasury financing for this counterparty
    Additional source detail

    ID values: Y or N

  • 67Contract above clearing threshold for this counterparty
    Additional source detail

    ID values: Y or N

  • 68Voluntary reporting party
    Additional source detail

    When PartySubID(523)=Y, identifies that the trading party is reporting voluntarily when VoluntaryRegulatoryReport(1935)=Y.

  • 69End user
    Additional source detail

    When PartySubID(523)=Y, the counterparty is neither the swap dealer, major swap participant nor financial entity as defined in the regulations.

  • 70Location or jurisdiction
    Additional source detail

    One or more instances may be used in combination with PartySubIDType(803) = 49 (Reporting entity indicator) or 102 (Data repository) to identify the jurisdiction, countries, regions or provinces for which the party is a reporting entity or data repository when that characteristic is ambiguous or where there are multiple locations. The party sub-ID value is either a jurisdiction acronym, a 2-character ISO 3166 country code, or a hyphenated combination of the country code and the standard post-office abbreviation for province, state or region if necessary. E.g. "US" for United States or "CA-QC" for Quebec Canada.

  • 71Derivatives dealer
    Additional source detail

    Indicates whether the party is a derivatives dealer or not (Y/N). The Canadian regulator's defined term for identifying the trade counterparty as "a person or company engaging in or holding himself, herself or itself out as engaging in the business of trading in derivatives in Ontario as principal or agent".

  • 72Domicile
    Additional source detail

    Country and optionally province, state or region of domicile. The party sub-ID value is either a 2-character ISO 3166 country code or a hyphenated combination of the country code and the standard post-office abbreviation of province, state or region if necessary. E.g. "US" for United States or "CA-QC" for Quebec Canada.

  • 73Exempt from recognition
    Additional source detail

    Used with party role 21 "Clearing Organization" to indicate exemption (Y/N). Identifies a clearing agency as exempt from oversight in Ontario, i.e. one that 1) only provides limited services and does not present significant risks or 2) is foreign-based, indends to operate in Ontario but is subject to regulatory oversight in another jurisdiction.

  • 74Payer
    Additional source detail

    Identifies the party as the payer of a particular payment stream or bullet payment by quoting the stream's StreamDesc(40051) (or LegStreamDesc(40243) or UnderlyingStreamDesc(40542)) or payment's PaymentDesc(43087) in the associated party sub-identifier field.

  • 75Receiver
    Additional source detail

    Identifies the party as the receiver of a particular payment stream or bullet payment by quoting the stream's StreamDesc(40051) (or LegStreamDesc(40243) or UnderlyingStreamDesc(40542)) or payment's PaymentDesc(43087) in the associated party sub-identifier field.

  • 76Systematic Internaliser (SI)
    Additional source detail

    In the context of ESMA reporting, this is used to indicate whether the specified party is a Systematic Internaliser or not for the security defined in the Instrument component (Y/N).

  • 77Publishing entity indicator
    Additional source detail

    Indicates the entity obligated or delegated to publish to the market. Set PartySubID(523)=Y if true.

  • 78First name
    Additional source detail

    The first name(s) of a natural person. If multiple names, separate entries by a comma.

  • 79Surname
    Additional source detail

    The surname(s) or lastname(s) of a natural person. If multiple names, separate entries by a comma.

  • 80Date of birth
    Additional source detail

    The date of birth of a natural person in the format YYYYMMDD.

  • 81Order transmitting firm
    Additional source detail

    Identifies whether the party specified in PartyID(448) is the firm that transmitted the order. In the context of RTS 22 Article 4, when "true" the PartySubID(523)=Y shall be set "by the transmitting firm within the transmitting firm's report where conditions for transmission specified in Article 4 were not satisfied."

  • 82Order transmitting firm for buyer
    Additional source detail

    Identifies the firm that transmitted the order for the buyer. In the context of ESMA RTS 22, PartySubID(523)=Y is used to indicate the firm identified in PartyID(448) is the firm that transmitted the order for the buyer. "This shall be populated by the receiving firm within the receiving firm's report with the identification code provided by the transmitting firm."

  • 83Order transmitter for seller
    Additional source detail

    Identifies the order transmitting firm for the seller. In the context of ESMA RTS 22, PartySubID(523)=Y is used to indicate the firm identified in PartyID(448) is the firm that transmitted the order for the seller. "This shall be populated by the receiving firm within the receiving firm's report with the identification code provided by the transmitting firm."

  • 84Legal Entity Identifier (ISO 17442) LEI
  • 85Sub-sector classification
    Additional source detail

    Supplemental to party sub-ID type "64" (Company activities) for regulatory reporting. For EU SFTR reporting use the appropriate 4-character code noted in the regulations applying the conditional association rules. See SFTR ITS "Commission Implementing Regulation (EU) 2019/363" Annexes 1 and 2 for values.

  • 86Party side
    Additional source detail

    May be used, when appropriate, to explicitly indicate the transaction side of the party, e.g. Buyer, Seller, Lender, Borrower, Maker, Taker, etc. in the ID. In the context of EU SFTR reporting, use values as required by SFTR, "GIVE" and "TAKE" in the ID, to identify collateral giver and taker.

  • 87Legal registration country
    Additional source detail

    ISO Country Code where the registered office of the party is located as specified in the LEI reference data.

  • 88Algorithm version
    Additional source detail

    Unique identifier for the version of a previously defined algorithm identified in PartyID(448).

  • 89Certificate registration status
    Additional source detail

    Used to indicate the current status of a certificate that is registered with multiple venues (PartyRole(452)=73 (Execution venue)). In the context of algo certification, use values "SUBMITTED", "REJECTED", "REGISTERED", "REVOKED".

Values 89

ValueMeaning
1

Firm

2

Person

3

System

4

Application

5

Full legal name of firm

6

Postal address

7

Phone number

8

Email address

9

Contact name

10

Securities account number (for settlement instructions)

11

Registration number (for settlement instructions and confirmations)

12

Registered address (for confirmation purposes)

13

Regulatory status (for confirmation purposes)

14

Registration name (for settlement instructions)

15

Cash account number (for settlement instructions)

16

BIC

17

CSD participant member code

18

Registered address

19

Fund account name

20

Telex number

21

Fax number

22

Securities account name

23

Cash account name

24

Department

25

Location desk

26

Position account type

27

Security locate ID

28

Market maker

29

Eligible counterparty

30

Professional client

31

Location

32

Execution venue

33

Currency delivery identifier

34

Address City

35

Address State/Province

36

Address Postal Code

37

Address Street

38

Address Country (ISO country code)

39

ISO country code

40

Market segment

41

Customer account type

42

Omnibus account

43

Funds segregation type

44

Guarantee fund

Additional detail from the official source

Identifies a guarantee fund related to an account. Used when one account has multiple funds of collateral, each guaranteeing different positions. Can be used for PartyRole(452) = Customer Account(24).

45

Swap dealer

Additional detail from the official source

The US regulator's defined term for identifying the trade counterparty as "any person who holds itself out as a dealer in swaps, makes a market in swaps, regularly enters into swaps with counterparties as an ordinary course of business for its own account, or engages in activity causing itself to be commonly known in the trade as a dealer or market maker in swaps".

46

Major participant

Additional detail from the official source

When PartySubID(523)=Y the counterparty is not the swap dealer but is a major swap participant as defined in the regulations.

47

Financial entity

Additional detail from the official source

When PartySubID(523)=Y the counterparty is neither a swap dealer nor a major swap participant but is a financial entity as defined in the regulations.

48

U.S. person

Additional detail from the official source

A legal term referring to any U.S. person or legal entity anywhere in the world that should be taxed under U.S. law.

49

Reporting entity indicator

Additional detail from the official source

Indicates the entity obligated or delegated to report to their regulator, a non-regulatory agency or data repository. Set PartySubID(523)=Y if true.

50

Elected clearing requirement exception

51

Business center

52

Reference text

53

Short-marking exempt account

54

Parent firm identifier

Additional detail from the official source

Implementation-specific identifier of this party's parent entity.

55

Parent firm name

Additional detail from the official source

Full name of this party's parent entity.

56

Deal identifier

Additional detail from the official source

The internal identifier assigned to the trade by this party, particularly by a Clearing Organization.

57

System trade identifier

58

System trade sub-identifier

59

Futures Commission Merchant (FCM) code

Additional detail from the official source

The FCM's code or identifier in relation to the PartyRole(452). For example, if PartyRole(452) is the exchange or clearinghouse, the FCM code/ID specified in PartySubID(523) is the FCM's identifier at the exchange or clearinghouse.

60

Delivery terminal customer account/code

Additional detail from the official source

Usually used for gas delivery to identify whose account the gas is allocated to at the delivery terminal. Often referred to as "HUB" code.

61

Voluntary reporting entity

Additional detail from the official source

The entity voluntarily reporting the trade to the regulator. Set PartySubID(523)=Y if true.

62

Reporting obligation jurisdiction

Additional detail from the official source

For a trade that falls under multiple jurisdictions this may be used to identify, through PartySubID(523), the reporting jurisdiction to which the party is obligated to report.

63

Voluntary reporting jurisdiction

Additional detail from the official source

For a trade that falls under multiple jurisdictions this may be used to identify, through PartySubID(523), the regulatory jurisdiction to which the party is submitting a voluntary report.

64

Company activities

Additional detail from the official source

For regulatory reporting. ID values include: A = Assurance undertaking authorized in accordance with Directive 2002/83/EC C=Credit institution authorized in accordance with Directive 2006/48/EC F=Investment firm in accordance with Directive 2004/39/EC I=Insurance undertaking authorized in accordance with Directive 73/239/EC L=Alternative investment fund managed by AIFMs authorized or registered in accordance with Directive 2011/61/EC O=Institution for occupational retirement provision within the meaning of Article 6(a0 of Directive 2003/41/EC R=Reinsurance undertaking authorized in accordance with Directive 2005/68/EC U=UCITS and its management company, authorized in accordance with Directive 2009/65/EC or blank in case of coverage by LEI or in case of non-financial counterparties.

In the context of EU SFTR reporting use the appropriate 4- or 1-character code noted in the regulations. See SFTR ITS "Commission Implementing Regulation (EU) 2019/363" Annexes 1 and 2 for values.

65

European Economic Area domiciled

Additional detail from the official source

ID values: Y or N

66

Contract linked to commercial or treasury financing for this counterparty

Additional detail from the official source

ID values: Y or N

67

Contract above clearing threshold for this counterparty

Additional detail from the official source

ID values: Y or N

68

Voluntary reporting party

Additional detail from the official source

When PartySubID(523)=Y, identifies that the trading party is reporting voluntarily when VoluntaryRegulatoryReport(1935)=Y.

69

End user

Additional detail from the official source

When PartySubID(523)=Y, the counterparty is neither the swap dealer, major swap participant nor financial entity as defined in the regulations.

70

Location or jurisdiction

Additional detail from the official source

One or more instances may be used in combination with PartySubIDType(803) = 49 (Reporting entity indicator) or 102 (Data repository) to identify the jurisdiction, countries, regions or provinces for which the party is a reporting entity or data repository when that characteristic is ambiguous or where there are multiple locations. The party sub-ID value is either a jurisdiction acronym, a 2-character ISO 3166 country code, or a hyphenated combination of the country code and the standard post-office abbreviation for province, state or region if necessary. E.g. "US" for United States or "CA-QC" for Quebec Canada.

71

Derivatives dealer

Additional detail from the official source

Indicates whether the party is a derivatives dealer or not (Y/N). The Canadian regulator's defined term for identifying the trade counterparty as "a person or company engaging in or holding himself, herself or itself out as engaging in the business of trading in derivatives in Ontario as principal or agent".

72

Domicile

Additional detail from the official source

Country and optionally province, state or region of domicile. The party sub-ID value is either a 2-character ISO 3166 country code or a hyphenated combination of the country code and the standard post-office abbreviation of province, state or region if necessary. E.g. "US" for United States or "CA-QC" for Quebec Canada.

73

Exempt from recognition

Additional detail from the official source

Used with party role 21 "Clearing Organization" to indicate exemption (Y/N). Identifies a clearing agency as exempt from oversight in Ontario, i.e. one that 1) only provides limited services and does not present significant risks or 2) is foreign-based, indends to operate in Ontario but is subject to regulatory oversight in another jurisdiction.

74

Payer

Additional detail from the official source

Identifies the party as the payer of a particular payment stream or bullet payment by quoting the stream's StreamDesc(40051) (or LegStreamDesc(40243) or UnderlyingStreamDesc(40542)) or payment's PaymentDesc(43087) in the associated party sub-identifier field.

75

Receiver

Additional detail from the official source

Identifies the party as the receiver of a particular payment stream or bullet payment by quoting the stream's StreamDesc(40051) (or LegStreamDesc(40243) or UnderlyingStreamDesc(40542)) or payment's PaymentDesc(43087) in the associated party sub-identifier field.

76

Systematic Internaliser (SI)

Additional detail from the official source

In the context of ESMA reporting, this is used to indicate whether the specified party is a Systematic Internaliser or not for the security defined in the Instrument component (Y/N).

77

Publishing entity indicator

Additional detail from the official source

Indicates the entity obligated or delegated to publish to the market. Set PartySubID(523)=Y if true.

78

First name

Additional detail from the official source

The first name(s) of a natural person. If multiple names, separate entries by a comma.

79

Surname

Additional detail from the official source

The surname(s) or lastname(s) of a natural person. If multiple names, separate entries by a comma.

80

Date of birth

Additional detail from the official source

The date of birth of a natural person in the format YYYYMMDD.

81

Order transmitting firm

Additional detail from the official source

Identifies whether the party specified in PartyID(448) is the firm that transmitted the order. In the context of RTS 22 Article 4, when "true" the PartySubID(523)=Y shall be set "by the transmitting firm within the transmitting firm's report where conditions for transmission specified in Article 4 were not satisfied."

82

Order transmitting firm for buyer

Additional detail from the official source

Identifies the firm that transmitted the order for the buyer. In the context of ESMA RTS 22, PartySubID(523)=Y is used to indicate the firm identified in PartyID(448) is the firm that transmitted the order for the buyer. "This shall be populated by the receiving firm within the receiving firm's report with the identification code provided by the transmitting firm."

83

Order transmitter for seller

Additional detail from the official source

Identifies the order transmitting firm for the seller. In the context of ESMA RTS 22, PartySubID(523)=Y is used to indicate the firm identified in PartyID(448) is the firm that transmitted the order for the seller. "This shall be populated by the receiving firm within the receiving firm's report with the identification code provided by the transmitting firm."

84

Legal Entity Identifier (ISO 17442) LEI

85

Sub-sector classification

Additional detail from the official source

Supplemental to party sub-ID type "64" (Company activities) for regulatory reporting. For EU SFTR reporting use the appropriate 4-character code noted in the regulations applying the conditional association rules. See SFTR ITS "Commission Implementing Regulation (EU) 2019/363" Annexes 1 and 2 for values.

86

Party side

Additional detail from the official source

May be used, when appropriate, to explicitly indicate the transaction side of the party, e.g. Buyer, Seller, Lender, Borrower, Maker, Taker, etc. in the ID. In the context of EU SFTR reporting, use values as required by SFTR, "GIVE" and "TAKE" in the ID, to identify collateral giver and taker.

87

Legal registration country

Additional detail from the official source

ISO Country Code where the registered office of the party is located as specified in the LEI reference data.

88

Algorithm version

Additional detail from the official source

Unique identifier for the version of a previously defined algorithm identified in PartyID(448).

89

Certificate registration status

Additional detail from the official source

Used to indicate the current status of a certificate that is registered with multiple venues (PartyRole(452)=73 (Execution venue)). In the context of algo certification, use values "SUBMITTED", "REJECTED", "REGISTERED", "REVOKED".

About the int data type

Sequence of digits without commas or decimals and optional sign character (ASCII characters "-" and "0" - "9" ). The sign character utilizes one byte (i.e. positive int is "99999" while negative int is "-99999"). Note that int values may contain leading zeros (e.g. "00023" = "23").

Used in messages 97

Includes nested components and repeating groups. Open a location to see its surrounding requirements.